Christopher Mark Peerless

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Prescott Valley, AZ

Previous Registrations

• 2017-11-17 → 2023-09-01
  Osaic Services, Inc.
  Carmel Valley, CA
  Prescott Valley, AZ
• 2003-03-21 → 2004-12-31
  Sunamerica Securities, Inc.
  Spreckels, CA
• 1998-04-01 → 2003-01-30
  Ubs Financial Services Inc.
  Carmel, CA

Other Businesses

CHRISTOPHER PEERLESS POSITION: Sole Proprietor NATURE: Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1980 ADDRESS: 7074 E. Lantern Lane E. Prescott Valley, Arizona 86314 DESCRIPTION: sell fixed annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-30
• S63 Uniform Securities Agent State Law Examination
  1980-07-12