Thomas Francis Helmig

Current Employers

Employment History

• 02/1980 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bala Cynwyd, PA
• 11/2009 → Present
  Bank Of America, Na
  Wayne, PA

Other Businesses

I*76431 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: A M HELMIG LP INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HAVERTOWN, PENNSYLVANIA 19083 NATURE OF BUSINESS: LIMITED PARTNERSHIP, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 1/1/1999 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY HOME OWNED BY FAMILY LP I*92175 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HELMIG QPR TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEWTOWN SQUARE, PENNSYLVANIA 19073 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 3/30/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOME OWNED BY QPRT IS PENDING SALE; ACCOUNT WILL CAPTURE PROCEEDS UPON SETTLEMENT; RESPONSIBILITIES WILL INCLUDE PAYING ANY TAXES THAT MAY BE DUE AND DISTRIBUTING ASSETS IN ACCORDANCE WITH TRUST I*122892 For profit or not for profit: For-Profit Organization Name of outside business organization: HGH Associates Investment related: N Address of business: Newtown Square, Pennsylvania 19073 Nature of business: Sole Proprietorship, Position, title, association: General Partner, Start date of relationship: 5/1/2019 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Manage Eagles season tickets

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-09
• S63 Uniform Securities Agent State Law Examination
  1986-11-11