Robert William Colley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1990 → 06/2025
  Cadaret, Grant & Co., Inc.
  Glenville, NY
• 01/1994 → Present
  Colley & Colley, Inc.
  Glenville, NY
• 01/1994 → Present
  Colley & Colley, Inc Dba Cornerstone Financial Advisors
  Glenville, NY
• 02/2025 → Present
  Robert Colley
  Glenville, NY
• 12/1997 → Present
  Cornerstone Financial Advisors
  Glenville, NY
• 06/2025 → Present
  Cetera Wealth Services Llc
  El Segundo, CA
• 06/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-12-12 → 2025-07-04
  Cornerstone Financial Advisors
  Glenville, NY
• 2021-05-04 → 2025-07-01
  Cadaret, Grant & Co., Inc.
  Glenville, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. NAME OF OTHER BUSINESS: COLLEY & COLLEY, INC DBA CORNERSTONE FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL START DATE: 1/1994 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2024 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: ROBERT COLLEY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PERSONAL ASSISTANT/CAREGIVER START DATE: 2/2025 POSITION/TITLE/RELATIONSHIP: PERSONAL ASSISTANT/CAREGIVER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ASSIST ELDERLY RELATIVE WITH LONG TERM CARE NEEDS; 4. NAME OF OTHER BUSINESS: COLLEY & COLLEY, INC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMMISSIONS AND FEES FROM SECURITY AND ADVISORY BUSINESS DEPOSITED TO ENTITY TO PAY OVERHEAD AND SALARIES START DATE: 1/1994 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: COMPANY USES TO PAY OVERHEAD; 5. NAME OF OTHER BUSINESS: CORNERSTONE FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/1997 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 37.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND INVESTMENT RELATED ACTIVITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-15
• S63 Uniform Securities Agent State Law Examination
  1986-09-06

Designations

• Certified Financial Planner