Stephanie Christina Fuller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → Present
  Trapp Financial, Llc
  Itasca, IL
• 08/2009 → Present
  Lpl Financial Llc
  Itasca, IL

Other Businesses

(1) 11/11/2019 - no business name - Investment related - At reported business location(s) - Notary Public - start date:7/15/2019 - 1 hr/mo - 1 hr during trading. (2) 03/16/22 Trapp Financial - Not Investment Related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - Start 01/01/2016 - 1 Hours Per Month/1 Hours During Securities Trading. (3) 05/01/2023 - Embolden Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2020 - 160 Hours Per Month During Securities Trading. 4. 09/23/2025 - Heritage Capital Holdings, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start date: 10/1/2025 - 1Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-25

Other Names

• Stephanie Christina Smrz