Louis Anthony Mucci

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Advisory Services Network, Llc
  Atlanta, GA

Previous Registrations

• 2009-10-05 → 2016-07-15
  Ameriprise Financial Services, Llc
  Mayfield, OH
  Westlake, OH
  Pepper Pike, OH
• 2009-07-21 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Mayfield, OH
• 2009-03-10 → 2009-07-17
  Stifel, Nicolaus & Company, Incorporated
  Beachwood, OH
• 2006-06-16 → 2009-03-10
  Butler, Wick & Co., Inc.
  Youngstown, OH
  Beachwood, OH
• 2000-01-01 → 2006-06-20
  A. G. Edwards & Sons, Inc.
  Beachwood, OH
  Beachwood, OH

Other Businesses

1) Independent insurance agent offering insurance products through unaffiliated insurance companies since 07/2016. Approx. 10 hours per month. Investment-related activity. 2) Mucci Property Investments, LLC: minority member of company that will acquire, rehab and rent residential properties. Less than 4 hours per month spent on this activity, none during trading hours. Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-04-30
• S63 Uniform Securities Agent State Law Examination
  1980-09-19

Other Names

• Lou Mucci
• Louis A Mucci