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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Yorktown | IN | 12/1994 | Present |
| Signator Investors, Inc. | Yorktown | IN | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Yorktown | IN | 11/2018 | Present |
20 NORTHSTAR ADVISORS - FIXED INSURANCE POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2000 ADDRESS: 504 S Turnberry Lane, Yorktown IN 47396, United States DESCRIPTION: Offering fixed insurance products through this registered business name. 30 NORTHSTAR ADVISORS POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 03/01/2000 ADDRESS: 504 S Turnberry Lane, Yorktown IN 47396, United States DESCRIPTION: Larry Ruble is President of this LLC and business name held out to the public for securities, advisory, and insurance business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-05 |
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