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Larry George Ruble

Osaic Wealth, Inc.

Yorktown, IN

CRD 710010

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-11-02
  • IN RA
    APPROVED
    Since 2018-11-02

Branch Locations

Yorktown, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Yorktown IN 12/1994 Present
Signator Investors, Inc. Yorktown IN 05/2016 11/2018
Osaic Wealth, Inc. Yorktown IN 11/2018 Present
  • 12/1994 → Present
    Self Employed
    Yorktown, IN
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Yorktown, IN
  • 11/2018 → Present
    Yorktown, IN
Previous Registrations
Other Businesses

20 NORTHSTAR ADVISORS - FIXED INSURANCE POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2000 ADDRESS: 504 S Turnberry Lane, Yorktown IN 47396, United States DESCRIPTION: Offering fixed insurance products through this registered business name. 30 NORTHSTAR ADVISORS POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 03/01/2000 ADDRESS: 504 S Turnberry Lane, Yorktown IN 47396, United States DESCRIPTION: Larry Ruble is President of this LLC and business name held out to the public for securities, advisory, and insurance business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-02
S63 Uniform Securities Agent State Law Examination 1984-10-05
  • S65 Uniform Investment Adviser Law Examination
    1998-02-02
  • S63 Uniform Securities Agent State Law Examination
    1984-10-05
Designations
  • Chartered Financial Consultant
Other Names
  • Larry G Ruble

View on SEC IAPD

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