Stephan James Coles

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-23

NY RA
APPROVED

Since 2024-07-23

Branch Locations

Boynton Beach, FL • United States

One Huntington Quadrangle Ste 1C01, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles W Cammack Assoc Inc	New York	NY	12/1981	Present
Voya Financial Advisors	Melville	NY	09/2014	Present

12/1981 → Present

Charles W Cammack Assoc Inc

New York, NY
09/2014 → Present

Voya Financial Advisors

Melville, NY

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 23 STRATFORD DRIVE #E; BOYNTON BEACH; FL; 33436; Fixed Insurance Sales; INDEPENDENT INSURANCE AGENT; 8/10/2010; 2; 2; selling fixed annuities and life sales with various companies|

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-10-27

S63 Uniform Securities Agent State Law Examination

1993-10-27

Other Names

Steve Coles

View on SEC IAPD