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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-07-21 |
Branch Locations
1741 Ne Douglas St Ste 100, Lees Summit, MO 64086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Independence | MO | 07/2000 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Lee'S Summit | MO | 03/1996 | 07/2021 |
| Miller Tax Services | Lee'S Summit | MO | 01/2017 | 07/2021 |
| Christopher Barmann | Independence | MO | 12/2017 | 12/2018 |
| Joseph Ganote | Independence | MO | 12/2017 | 12/2018 |
| Grekar, Llc | Lee'S Summit | MO | 01/2018 | 07/2021 |
| Lpl Financial Llc | Lees Summit | MO | 07/2021 | Present |
1) 08/02/2021 - LifeGoals Strategies Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2017 - 8 Hr/Mth 2) 08/02/2021 - Greg & Karen Miller Trust - Act in a Fiduciary Capacity - Non-Inv Rel - Lees Summit, MO - Start: 2019 3) 08/02/2021 - Grekar, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Lees Summit, MO - Start: 01/2018 4) 11/20/2024 - Associates of Clifton Park and Crump Life Insurance Services - Non-Variable Insurance - Agent/ Producer - Investment Related - At Reported Business Location(s) - Start Date 11/13/2024 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-22 |
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