Fredric Jeffrey Lowe

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → 12/2019
  Quest Capital Strategies, Inc.
  Lake Forest, CA
• 12/2019 → Present
  Stonex Securities Inc
  Winter Garden, FL
• 12/2019 → Present
  Stonex Advisors Inc
  Winter Garden, FL

Previous Registrations

• 2010-01-28 → 2019-12-06
  Quest Capital Strategies, Inc.
  Laguna Hills, CA
  Laguna Hills, CA
  Lake Zurich, IL
• 1998-06-30 → 2009-12-31
  Smart Money Strategies
  Lake Zurich, IL

Other Businesses

1) SMART MONEY STRATEGIES & PLANNING, INC - INVESTMENT- RELATED. 15550 WATERLEIGH COVE DR, WINTER GARDEN, FL 34787. NATURE OF BUSINESS: INSURANCE AND ANNUITIES SALES, ANALYSIS OF SOCIAL SECURITY BENEFITS. 100% OWNER. TITLE:PRESIDENT. STARTED 11/2001. 40 HRS/MONTH, 15 HRS/MONTH TRADING HOURS. DUTIES: SALES. 2) Careington Dental Plan 7400 Gaylord Pkwy, Frisco, TX 75034 Nature of Business: marketing and sales of a dental plan to consumers. Investment Related: No Business Position: Independent Contractor Business Duties: sales and marketing only Business Start Date: 08/16/2021 Approximately one hour spent on this OBA monthly with zero spent during market hours. 3) Reinsurance Specialist; NOT investment related; 4334 NW Expressway Ste 236 OKC, OK 73116; 07/11/2024; Field Consultant; Reinsurance Specialties establishes a reinsurance company for potential business owners; 4 hrs/month, 1 hr/month during trading hours; field consultant to refer potential business owners to Reinsurance Specialties to establish their own reinsurance company

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-03
• S63 Uniform Securities Agent State Law Examination
  1987-10-28

Other Names

• Fred Lowe
• Fredric J Lowe