Brian Phil Sommer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-06-18

MI RA
APPROVED

Since 2010-06-18

Branch Locations

3887 Okemos Rd Ste A1, Okemos, MI 48864 • United States

1310 S Main St Ste 14, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Okemos	MI	09/2005	03/2020
Ameriprise Financial Services, Llc	Okemos	MI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Okemos, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Okemos, MI

Other Businesses

Outside Employment; RNB Greenlight LLC; Financial Advisor; Manage advisory business; 1851 Ridgewood Circle, , Saline, MI, 48176; Investment-Related; 10/07/2020; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1980-05-05

S63 Uniform Securities Agent State Law Examination

1980-05-05

Designations

Certified Financial Planner

View on SEC IAPD