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Current Employers
Secure Investment Management, Llc

3067 W. Ina Road #125, Tucson, AZ 85741 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-14
  • CA RA
    APPROVED
    Since 2025-07-14

Branch Locations

970 Reserve Drive #100, Roseville, CA 95678 • United States

3067 W. Ina Road #125, Tucson, AZ 85741 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Dc Group Advisory Services, Inc. Roseville CA 03/2014 Present
The Dc Group Roseville CA 09/2010 Present
Divot Enterprise Roseville CA 04/2003 Present
Secure Investment Management Roseville CA 04/2024 Present
  • 03/2014 → Present
    The Dc Group Advisory Services, Inc.
    Roseville, CA
  • 09/2010 → Present
    The Dc Group
    Roseville, CA
  • 04/2003 → Present
    Divot Enterprise
    Roseville, CA
  • 04/2024 → Present
    Secure Investment Management
    Roseville, CA
Previous Registrations
  • 2014-08-11 → 2024-12-31
    The Dc Group Advisory Services, Inc
    Roseville, CA
  • 2012-04-12 → 2014-03-17
    Leesburg, VA
    Roseville, CA
  • 2009-12-22 → 2011-12-23
    Lighthouse Capital Corporation
    Roseville, CA
    Monterey, CA
    Monterey, CA
  • 2008-09-03 → 2009-10-13
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2002-09-30 → 2008-09-05
    Pension Planners Securities, Inc.
    Sacramento, CA
    Citrus Heights, CA
    Carmichael, CA
Other Businesses

DIVOT ENTERPRISES FINANCIAL AND INSURANCE SERVICES, INC. DBA THE DC GROUP, PRESIDENT, SINCE 6/01/2010, 915 HIGHLAND POINTE DR., SUITE #250, ROSEVILLE, CA 95678, SALE OF FIXED INSURANCE AND/OR FIXED ANNUITIES, DEVOTED TIME IS 20 HRS A MONTH, SALE OF FIXED INSURANCE PRODUCTS AND LIFE INSURANCE. LOY DOUGLAS HOLT, OWNER, SINCE 4/1980, 915 HIGHLAND POINTE DR., SUITE #250, ROSEVILLE, CA 95678, FIXED ANNUITY SALES, DEVOTED TIME IS 40 HRS A MONTH, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-31
S63 Uniform Securities Agent State Law Examination 1992-11-24
  • S65 Uniform Investment Adviser Law Examination
    2000-01-31
  • S63 Uniform Securities Agent State Law Examination
    1992-11-24

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