Vincent Leonard Ashley

Current Employers

Employment History

• 11/2014 → 06/2024
  Securities America, Inc.
  Oak Park, MI
• 11/2014 → 06/2024
  Securities America Advisors, Inc.
  Oak Park, MI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Oak Park, MI

Previous Registrations

• 2014-11-14 → 2024-06-14
  Securities America Advisors, Inc.
  Oak Park, MI
• 2010-01-08 → 2014-11-14
  Sunset Financial Services, Inc.
  Oak Park, MI
  Southfield, MI
  Kansas City, MO
  Kansas City, MO
• 2006-09-22 → 2009-03-24
  Inner Harbor Asset Management
  Towson, MD
• 2005-11-22 → 2006-06-21
  Fsc Securities Corporation
  Southfield, MI
  Clinton Township, MI

Other Businesses

1. VINCENT ASHLEY POSITION: ins agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/14/1996 ADDRESS: 13691 West 11 mile, Oak Park MI 48237, United States DESCRIPTION: sell insurance 2. FINANCIAL INFORMATION RESOURCE MANAGEMENT (THE FIRM) POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1990 ADDRESS: 13691 W 11 Mile Rd, Oak Park MI 48237, United States DESCRIPTION: Books and Records

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-18
• S63 Uniform Securities Agent State Law Examination
  1980-05-05

Designations