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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| LA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED_RES | 2026-06-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-08 |
| TX | RA | APPROVED_RES | 2012-09-25 |
Branch Locations
815 University Avenue, Sacramento, CA 95825-6708 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sacramento | CA | 09/2009 | Present |
| Mariner Independent Advisor Network, Llc | Sacramento | CA | 09/2009 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. 05/27/2010 - Lighthouse Strategic Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 06/25/2010 - REAL ESTATE RENTAL - S&G PARTNERS - 50% OF A PARTNERSHIP CALLED S&G PARTNERS. CURRENT ASSET IS A 7% STAKE IN A UTAH SHOPPING CENTER. 3 HOURS PER MONTH SINCE 1991. 3. 6/25/2010: REAL ESTATE RENTAL - ZERMATT VILLA PARTNERS - 1 CONDO, NO CLIENTS RENT OR ADVISORS RENT IT. - TIME SPENT 1% - MIDWAY, UT. 4. 12/17/2010: OTHER-CALIFORNIA S CORP - WEST POINT ADVISORS, INC. - WEST POINT ADVISORS, INC. OWNS MY PERSONAL SHARE OF LIGHTHOUSE STRATEGIC ADVISORS, THE DBA FOR MY ADVISORY BUSINESS. I AM THE SOLE OWNER. - TIME SPENT 5% - SACRAMENTO, CA. 5. 9/15/2013: OTHER-BUSINESS PROPERTY - LATHAM ENTERPRISES - I WANT TO BUY AN OFFICE BUILDING FOR MY FIRM INSTEAD OF RENTING. I WILL BE CREATING AN LLC TO HOLD THE ASSET AS MY PERSONAL PROPERTY AND MY FIRM LIGHT HOUSE STRATEGIC ADVISORSLLC WILL BE THE TENANT. - TIME SPENT 1% - SACRAMENTO, CA. 6. 01/11/2022 - Chartwell Holdings Inc - Not Investment Related - 735 University Ave - Other-Raw Land ownership - Start Date: 08/02/2021 - 4 Hours Per Month/1 Hour During Securities Trading - Co managing member 7. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-05-23 |
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