John William Gallagher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-21
NJ	RA	APPROVED	2020-11-16
PA	RA	APPROVED	2020-11-12

TX RA
APPROVED_RES

Since 2022-07-21
NJ RA
APPROVED

Since 2020-11-16
PA RA
APPROVED

Since 2020-11-12

Branch Locations

601 Route 73 N Ste 301 Four Greentree Centre, Marlton, NJ 08053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Bryn Mawr	PA	06/2009	11/2020
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2020
Lpl Financial Llc	Mount Laurel	NJ	11/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	Present

06/2009 → 11/2020

Morgan Stanley Smith Barney

Bryn Mawr, PA
01/2015 → 11/2020

Morgan Stanley Private Bank, National Association

New York, NY
11/2020 → Present

Lpl Financial Llc

Mount Laurel, NJ
01/2015 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2013-07-30 → 2020-11-25

Morgan Stanley

Bryn Mawr, PA

Cape May, NJ

Other Businesses

1. 11/12/2020 - Costa Ventures LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 5/2018 - 0 Hours Per Month - Time Spent 0%. 2. 2/22/2021 - Maverick Partners Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/12/2020. 3. 01/03/2023 - GWP Holdings LLC - DBA: Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2020 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1980-07-16

S63 Uniform Securities Agent State Law Examination

1980-07-16

View on SEC IAPD