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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-01-02 |
Branch Locations
415 S Main St, Woodstock, VA 22664 • United States
9219 Center St., Manassas, VA 20110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wall Street Financial Group | Fairport | NY | 07/2003 | 09/2016 |
| Dw Thompson, Llc | Woodstock | VA | 07/2004 | Present |
| Securities America, Inc. | Woodstock | VA | 09/2016 | 12/2023 |
| Securities America Advisors, Inc. | Woodstock | VA | 09/2016 | 12/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2024 | Present |
1) DAVID THOMPSON / MADISON FIANANCIAL STRATEGIES, 415 SOUTH MAIN STREET, WOODSTOCK, VA 22664, 01/07/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO - 10 HR/MO TRADING. 2) DW THOMPSON LLC, 3754 Packsaddle Trail, Keezeltown VA 22832, United States, 01/20/2024, Owner, Administrative, NIR, 4 HR/MO - 4 HR/MO TRADING. 3) ADVOCACY ADVISORS, 415 South Main Street, Woodstock VA 22664, United States, 01/2026, INVESTMENT ADVISOR REPRESENTATIVE, DBA NAME, NIR, 4 HR/MO - 4 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-25 |
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