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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| CA | RA | APPROVED | 2022-11-02 |
Branch Locations
31200 Via Colinas Ste. 110, Westlake Village, CA 91362 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Westlake Village | CA | 05/2011 | Present |
| Lpl Financial Llc | Westlake Village | CA | 11/2022 | Present |
1)11/02/2022 - Windmill Rental - Investment Related - Rental - Owner - Newbury Park, CA - Start: 09/2016 - 1 Hrs/Mth - 0 Hrs During Trading. 2) 06/25/2025 - ARTIEA CAPITAL MANAGEMENT CORP - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:11/07/2022 - 160 Hrs/Mth - 130 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-16 |
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