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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-11
SC RA APPROVED 2012-08-27
MD RA APPROVED 2007-09-26
  • TX RA
    APPROVED_RES
    Since 2020-09-11
  • SC RA
    APPROVED
    Since 2012-08-27
  • MD RA
    APPROVED
    Since 2007-09-26

Branch Locations

2050 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Myrtle Beach, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bethesda MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bethesda MD 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-13
S63 Uniform Securities Agent State Law Examination 1980-04-24
  • S65 Uniform Investment Adviser Law Examination
    1996-05-13
  • S63 Uniform Securities Agent State Law Examination
    1980-04-24

View on SEC IAPD

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