Ann Fucile Maile

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-16
OK	RA	APPROVED	2005-03-16
TX	RA	APPROVED_RES	1990-01-12

MI RA
APPROVED

Since 2010-09-16
OK RA
APPROVED

Since 2005-03-16
TX RA
APPROVED_RES

Since 1990-01-12

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Rochester, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Rochester	MI	02/1989	Present

02/1989 → Present

Ubs Financial Services Inc.

Rochester, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-05
S63	Uniform Securities Agent State Law Examination	1980-06-03

S65 Uniform Investment Adviser Law Examination

1996-02-05
S63 Uniform Securities Agent State Law Examination

1980-06-03

Other Names

Ann Fucile