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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-22
NC RA APPROVED 2012-01-10
OH RA APPROVED 2009-01-06
PA RA APPROVED 2006-03-03
  • TX RA
    APPROVED_RES
    Since 2019-11-22
  • NC RA
    APPROVED
    Since 2012-01-10
  • OH RA
    APPROVED
    Since 2009-01-06
  • PA RA
    APPROVED
    Since 2006-03-03

Branch Locations

900 Water Street Downtown Meadville Mall, Meadville, PA 16335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Meadville PA 06/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-02
S63 Uniform Securities Agent State Law Examination 1980-06-24
  • S66 Uniform Combined State Law Examination
    2006-03-02
  • S63 Uniform Securities Agent State Law Examination
    1980-06-24

View on SEC IAPD

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