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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-16
FL RA APPROVED 2020-08-21
  • SC RA
    APPROVED
    Since 2025-09-16
  • FL RA
    APPROVED
    Since 2020-08-21

Branch Locations

Greenville, SC • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-16
  • SC RA
    APPROVED
    Since 2025-09-16

Branch Locations

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock San Francisco CA 04/2011 07/2018
Unemployed San Francisco CA 07/2018 09/2018
Raymond James & Associates Greenville SC 09/2018 Present
Raymond James Financial Services, Inc. Greenville SC 01/2020 Present
  • 04/2011 → 07/2018
    Blackrock
    San Francisco, CA
  • 07/2018 → 09/2018
    Unemployed
    San Francisco, CA
  • 09/2018 → Present
    Raymond James & Associates
    Greenville, SC
  • 01/2020 → Present
    Raymond James Financial Services, Inc.
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-18
S63 Uniform Securities Agent State Law Examination 1986-04-08
  • S66 Uniform Combined State Law Examination
    2020-08-18
  • S63 Uniform Securities Agent State Law Examination
    1986-04-08

View on SEC IAPD

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