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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-09-05 |
| NJ | RA | APPROVED | 2002-05-22 |
Branch Locations
325 Columbia Turnpike Ste 310, Florham Park, NJ 07932 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chatham | NJ | 06/1989 | Present |
(1) 5/27/2014: HERITAGE INVESTMENT PARTNERS, LLP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 06/03/2014 - 10 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-10-16 |
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