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Michael B Norten

Pfs Investments Inc.

Dallas, TX

Dallas, TX

CRD 708521

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-31
  • TX RA
    APPROVED
    Since 2012-01-31

Branch Locations

8111 Lbj Fwy Suite 1315-D, Dallas, TX 75251 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Dallas TX 03/1980 Present
Pfs Investments Inc. Dallas TX 02/1995 Present
  • 03/1980 → Present
    Primerica Financial Services
    Dallas, TX
  • 02/1995 → Present
    Dallas, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Self-Employed Author, 01/2010 to Present. Theology book, Not Investment Related, Dallas, TX 75231, Author, 0 hours committed per month (0 hours during securities trading hours). Our Redemptive Journey as Pictured in the Lives of the Patriarchs, Dallas, TX 75231, Author/Independent Contractor of Thomas Nelson, A Harper Collins Publisher, 06/2023 to Present, 0-1 hours committed per month (0 hours during securities trading hours), Author of theology-based book.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-23
S63 Uniform Securities Agent State Law Examination 1980-05-28
  • S65 Uniform Investment Adviser Law Examination
    2011-08-23
  • S63 Uniform Securities Agent State Law Examination
    1980-05-28
Other Names
  • Michael Bruce Norten

View on SEC IAPD

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