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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| CA | RA | APPROVED | 2026-04-23 |
Branch Locations
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westlake Village | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 11/2016 | 04/2026 |
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 04/2026 | Present |
RENTAL PROPERTY; INV RELATED; CARMARILLO, CA; OWNER; 0 HOURS PER MONTH; LANDLORD. RENTAL PROPERTY; INV RELATED; WESTLAKE VILLAGE, CA; 0 HOURS PER MONTH; LANDLORD. CITY OF THOUSAND OAKS CITY COUNCIL; NOT INV RELATED; THOUSAND OAKS, CA; COUNCILMEMBER; START 4/2018; 35 HOURS PER MONTH, 0 DURING TRADING; DUTIES: ATTENDING MEETINGS AND SETTING POLICIES. CITY OF THOUSAND OAKS CITY COUNCIL; NOT INV RELATED; THOUSAND OAKS, CA; FINANCE/AUDIT COMMITTEE MEMBER; START 4/2018; 3 HOURS PER MONTH, 0 DURING TRADING; DUTIES: ATTENDING METINGS AND REVIEWING BUDGET FOR VARIOUS DEPARTMENT AND AUDIT ISSUES. CITY OF THOUSAND OAKS CITY COUNCIL; NOT INV RELATED; THOUSAND OAKS, CA; CAMPUS MASTER PLAN COMMITTEE MEMBER; START 4/2018; 3 HOURS PER MONTH, 0 DURING TRADING; DUTIES: ATTENDING METINGS AND ANALYZING POSSIBLE IMPROVEMENTS TO EXISTING DOWNTOWN AREA. CITY OF THOUSAND OAKS CITY COUNCIL; NOT INV RELATED; THOUSAND OAKS, CA; MAYOR; START 12/12/2023; 20 HOURS PER MONTH, 0 DURING TRADING; DUTIES: ATTENDING BIMONTHLY MEETINGS AND SETTING POLICIES. ADAM CAPITAL MANAGEMENT S CORP 100% OWNERSHIP; INV RELATED;WESTLAKE VILLAGE,CA;, midExecutor/Personal Representative START DATE: 07/17/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-05 |
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