Albert Conrad Adam

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Westlake Village, CA
• 11/2016 → 04/2026
  Wells Fargo Clearing Services, Llc
  Westlake Village, CA
• 04/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  Westlake Village, CA

Previous Registrations

• 2003-07-01 → 2026-04-23
  Wells Fargo Clearing Services, Llc
  Westlake Village, CA
  Westlake Village, CA
• 1989-01-30 → 2003-07-01
  Prudential Equity Group, Llc
  Westlake, CA

Other Businesses

RENTAL PROPERTY; INV RELATED; CARMARILLO, CA; OWNER; 0 HOURS PER MONTH; LANDLORD. RENTAL PROPERTY; INV RELATED; WESTLAKE VILLAGE, CA; 0 HOURS PER MONTH; LANDLORD. CITY OF THOUSAND OAKS CITY COUNCIL; NOT INV RELATED; THOUSAND OAKS, CA; COUNCILMEMBER; START 4/2018; 35 HOURS PER MONTH, 0 DURING TRADING; DUTIES: ATTENDING MEETINGS AND SETTING POLICIES. CITY OF THOUSAND OAKS CITY COUNCIL; NOT INV RELATED; THOUSAND OAKS, CA; FINANCE/AUDIT COMMITTEE MEMBER; START 4/2018; 3 HOURS PER MONTH, 0 DURING TRADING; DUTIES: ATTENDING METINGS AND REVIEWING BUDGET FOR VARIOUS DEPARTMENT AND AUDIT ISSUES. CITY OF THOUSAND OAKS CITY COUNCIL; NOT INV RELATED; THOUSAND OAKS, CA; CAMPUS MASTER PLAN COMMITTEE MEMBER; START 4/2018; 3 HOURS PER MONTH, 0 DURING TRADING; DUTIES: ATTENDING METINGS AND ANALYZING POSSIBLE IMPROVEMENTS TO EXISTING DOWNTOWN AREA. CITY OF THOUSAND OAKS CITY COUNCIL; NOT INV RELATED; THOUSAND OAKS, CA; MAYOR; START 12/12/2023; 20 HOURS PER MONTH, 0 DURING TRADING; DUTIES: ATTENDING BIMONTHLY MEETINGS AND SETTING POLICIES. ADAM CAPITAL MANAGEMENT S CORP 100% OWNERSHIP; INV RELATED;WESTLAKE VILLAGE,CA;, midExecutor/Personal Representative START DATE: 07/17/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-07
• S63 Uniform Securities Agent State Law Examination
  1986-11-05

Other Names

• Albert Conrad Adam