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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2011-08-01 |
Branch Locations
1000 73Rd St Ste 11, West Des Moines, IA 50265 • United States
West Des Moines, IA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | West Des Moines | IA | 11/1982 | Present |
| Primerica Financial Services | West Des Moines | IA | 02/1991 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Rental Property, Owner W/Spouse, 10/2012 to Present. Rental Income, Rent out condo to tenants, 2008 to Present. Dennis Way and Associates, Inc., Investment related, West Des Moines, IA 50265, Primerica Business Purposes, Owner/President, 6/5/2003 to Present, 160 hours committed per month (140 hours during securities trading hours), Legal entity formed solely for Primerica business purposes. First Iowa Homes, Inc., Not investment related, West Des Moines, IA 50266, Partner, 04/2020 to Present, 4 hours committed per month (2 hours during securities trading hours), Legal entity formed for real estate investing. LDD Enterprises, Inc., Investment related, West Des Moines, IA 50266, Partner, 12/2007 to Present, 4 hours committed per month (2 hours during securities trading hours), Legal entity formed for rental properties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-03 |
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