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Mark Daniel Heeney

Raymond James & Associates, Inc.

Omaha, NE

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2018-05-17
TX RA APPROVED 2018-04-12
  • NE RA
    APPROVED
    Since 2018-05-17
  • TX RA
    APPROVED
    Since 2018-04-12

Branch Locations

13120 Pierce Street Suite 200, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 08/2009 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 04/2018
Raymond James & Associates Omaha NE 04/2018 Present
  • 08/2009 → 11/2016
    Wells Fargo Advisors Llc
    Omaha, NE
  • 11/2016 → 04/2018
    Wells Fargo Clearing Services, Llc
    Omaha, NE
  • 04/2018 → Present
    Raymond James & Associates
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-31
S63 Uniform Securities Agent State Law Examination 1994-06-30
  • S65 Uniform Investment Adviser Law Examination
    2006-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-06-30
Designations
Other Names
  • Mark D Heeney

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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