Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-02
OH RA APPROVED 2018-11-02
  • NC RA
    APPROVED
    Since 2018-11-02
  • OH RA
    APPROVED
    Since 2018-11-02

Branch Locations

37850 Euclid Avenue #3, Willoughby, OH 44094 • United States

Michael G Miller

37850 Euclid Avenue #3, Willoughby, OH 44094 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-12-04
FL RA APPROVED 2004-05-10
  • OH RA
    APPROVED
    Since 2009-12-04
  • FL RA
    APPROVED
    Since 2004-05-10

Branch Locations

37850 Euclid Avenue #3, Willoughby, OH 44094 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 07/1990 11/2018
Michael G. Miller & Associates, L.L.C. Willoughby OH 05/1986 Present
Royal Alliance Associates, Inc. Willoughby OH 11/2018 08/2023
Osaic Wealth, Inc Willoughby OH 08/2023 Present
  • 07/1990 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 05/1986 → Present
    Michael G. Miller & Associates, L.L.C.
    Willoughby, OH
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Willoughby, OH
  • 08/2023 → Present
    Willoughby, OH
Previous Registrations
  • 2009-12-10 → 2018-11-02
    Signator Investors, Inc.
    Willoughby, OH
    Willoughby, OH
  • 2003-01-21 → 2005-12-31
    Willoughby, OH
Other Businesses

1) MICHAEL G. MILLER & ASSOCIATES POSITION: I provide Financial Planning services under my IRIA, Michael G. Miller & Associates NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/1981 ADDRESS: 37850 Euclid Ave, Ste 3, Willoughby OH 44094, United States DESCRIPTION: I provide Financial Planning services under my IRIA, Michael G. Miller & Associates 2) MICHAEL G. MILLER & ASSOCIATES POSITION: Agent: NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/15/1985 ADDRESS: 37850 Euclid Ave, Ste 3, Willoughby OH 44094, United States DESCRIPTION: Sales/ marketing of fixed annuities and non-variable insurance. 3) MICHAEL G. MILLER & ASSOCIATES POSITION: I conduct securities investment advisory and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/1981 ADDRESS: 37850 Euclid Ave, Ste 3, Willoughby OH 44094, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-04
S63 Uniform Securities Agent State Law Examination 1995-01-06
  • S65 Uniform Investment Adviser Law Examination
    2000-12-04
  • S63 Uniform Securities Agent State Law Examination
    1995-01-06
Designations
Other Names
  • Michael G Miller

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Willoughby, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor