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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-11-02 |
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
37850 Euclid Avenue #3, Willoughby, OH 44094 • United States
37850 Euclid Avenue #3, Willoughby, OH 44094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-12-04 |
| FL | RA | APPROVED | 2004-05-10 |
Branch Locations
37850 Euclid Avenue #3, Willoughby, OH 44094 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 07/1990 | 11/2018 |
| Michael G. Miller & Associates, L.L.C. | Willoughby | OH | 05/1986 | Present |
| Royal Alliance Associates, Inc. | Willoughby | OH | 11/2018 | 08/2023 |
| Osaic Wealth, Inc | Willoughby | OH | 08/2023 | Present |
1) MICHAEL G. MILLER & ASSOCIATES POSITION: I provide Financial Planning services under my IRIA, Michael G. Miller & Associates NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/1981 ADDRESS: 37850 Euclid Ave, Ste 3, Willoughby OH 44094, United States DESCRIPTION: I provide Financial Planning services under my IRIA, Michael G. Miller & Associates 2) MICHAEL G. MILLER & ASSOCIATES POSITION: Agent: NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/15/1985 ADDRESS: 37850 Euclid Ave, Ste 3, Willoughby OH 44094, United States DESCRIPTION: Sales/ marketing of fixed annuities and non-variable insurance. 3) MICHAEL G. MILLER & ASSOCIATES POSITION: I conduct securities investment advisory and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/1981 ADDRESS: 37850 Euclid Ave, Ste 3, Willoughby OH 44094, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-06 |
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