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4007 N. Rodney Parham Road, Little Rock, AR 72212 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
| LA | RA | APPROVED | 2019-07-22 |
| IN | RA | APPROVED | 2016-01-14 |
| TX | RA | APPROVED | 2012-06-28 |
Branch Locations
4007 N. Rodney Parham Road, Little Rock, AR 72212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Management Inc | Little Rock | AR | 11/1986 | Present |
BRUSH MOUNTAIN CONSTRUCTION, NOT INVESTMENT RELATED, 8309 TOLTEC DRIVE, NORTH LITTLE ROCK, AR 72116, STARTED IN APRIL 2020, SELLS AIR PURIFICATION PRODUCTS, DEVOTES APPROXIMATELY 4 HOURS PER MONTH, TIME OCCURS BOTH DURING AND AFTER SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-21 |
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