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William Mckenna

Mckenna & Sullivan Inc

Southampton, PA

CRD 708119

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Employer firm

Mckenna & Sullivan Inc CRD 120366

$18.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mckenna & Sullivan Inc

1111 Street Road 312, Southampton, PA 18966 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-16
  • PA RA
    APPROVED
    Since 2023-10-16

Branch Locations

1111 Street Road, #312, Southampton, PA 18966 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mckenna & Sullivan, Inc. Southampton PA 08/1999 Present
Previous Registrations
  • 1999-09-01 → 2022-12-31
    Southampton, PA
  • 2003-08-14 → 2005-12-31
    Wharton Equity Corporation
    Southampton, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-11-18
  • S63 Uniform Securities Agent State Law Examination
    1983-11-18
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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