Steven Michael Lear

Current Employers

Employment History

• 01/2000 → Present
  Affiance Financial Llc
  St Louis Park, MN
• 01/2013 → 05/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2017 → Present
  Private Client Services
  Louisville, KY

Previous Registrations

• 2008-04-29 → 2017-05-16
  Cetera Wealth Services, Llc
  St Louis Park, MN
  Minnetonka, MN
  Minnetonka, MN

Other Businesses

1) Fixed insurance with various companies, investment related, agent. 2) Affiance Financial, LLC, investment related, address same as registered location, RIA firm, advisory representative, start date 07/2011, 160 hrs/mo, 130 during trading hrs, services to include investment management and financial planning. 3) Best Prep, not investment related, 7100 Northland Circle N #402, Brooklyn Park, MN 55428, promote financial literacy to young people, board member, 20 hrs/mo. 4) Tolerance in Motion, not investment related, 12 N 12th St, Suite 480, Minneapolis, MN 55403, educational non-profit, member of board of directors, start date 07/2012. 5) Nechama Jewish Response to Disaster, not investment related, 4330 Cedar Lake RD, St. Louis Park, MN 55416, disaster response organization, start date 08/2017, volunteer 1 hrs/mo, 0 during trading. 6) Sabes Jewish Community Center, not investment related, 4330 Cedar Lake RD S, St. Louis Park, MN 55416, community center, start date 08/2017, volunteer fundraiser, 1 hr/mo, 0 during trading hrs. 7) Herzl Camp, not investment related, 4330 Cedar Lake RD S, St. Louis Park, MN 55416, start date 08/2017, volunteer fundraiser, 1 hr/mo, 0 during trading hrs. 8) Negotiating Strategies Institute (formerly Shades), not investment related, 500 New Jersey Ave, Suite 800, Washington, DC 20001, negotiating program to assist those living in the Middle East, start date 08/2017, volunteer fundraiser, 10 hrs/mo, 1 during trading hrs. 9) Affiance Financial, Inc., investment related, 600 Hwy 169 S #1750 St Louis Park, MN 55426, holding company for Affiance Financial, LLC., start date 01/2000, CEO, holding Company for Mr. Lear's ownership in Affiance Financial, LLC. 10) Mpls Jewish Community Foundation, 13100 Wayzata Blvd, Ste 200, Minnetonka, MN 55305, community foundation, chairperson, 10 hrs/mo; 2 during trading hrs. 11) Mlps Jewish Federation, 13100 Wayzata Blvd, #200, Minnetonka, MN 55305, the United Way of the Jewish Community, serve on the board. 2 hrs/mo 0 during trading hrs. 12) AdvisorNet Financial, 701 4th Ave, S Ste 1500, Mpls, MN 55415, insurance sales, previous B/D relationship and insurance general agent, 0 hrs/mo, 0 during trading hrs. 13) MN Council of Economic Education, advocate professional development programs, board member, 20 hrs/mo, 20 during trading hrs. 14) Financial Planning Association of MN Pro Bono Program, 1601 Utica Ave S, Suite 213, Mpls, MN 55416, the FPA of MN has partnered with the University of MN medical school to provide pro bono financial planning services to medical students, 1 hrs/mo,1 during trading hrs. 15) Stevelear.org, 317 Groveland Ave, Unit 303 Minneapolis, MN 55403, founder, distributing content on leadership, financial literacy, and generosity to the public. 16) JumpStart MN with fiscal sponsor FMW Non-Profit Solutions; not investment-related; description: foster and improve financial literacy among youth and young adults through collaboration, partnership, and connecting with organizations that pursue and offer equitable and inclusive access to effective financial education resources and programming within their communities; president - help guide strategy, advocate for youth financial literacy, and support fundraising efforts from all entities interested in promoting education of financial literacy, career readiness, and risk management; start date 05/2026; 40 hours per month; 20 hours per month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1980-04-28

Designations