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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-30 |
| FL | RA | APPROVED | 2007-08-21 |
| NJ | RA | APPROVED | 2007-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Florham Park | NJ | 08/2007 | Present |
1. CE STRAND LLC; 23 NOTTINGHAM WAY WARREN NJ 07059; THIS LLC WAS FORMED TO OWN HIS INTEREST IN 1448 SPRINGFIELD AVE ASSOCIATES - A REAL ESTATE PARTNERSHIP PREVIOUSLY DISCLOSED; REGISTERED AGENT; CE STRAND FUNCTIONS AS A CHECKING ACCOUNT; AFFILIATION STARTED 11/27/2002; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-08 |
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