Robert Charles Rooke

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Raymond James Financial Services, Inc.
  Morristown, NJ
• 02/2013 → Present
  Raymond James Financial Services Advisors Inc.
  Morristown, NJ
• 01/1975 → Present
  Broad Arrow Limited Llc
  Morristown, NJ
• 01/1975 → 09/2017
  Dumoine Farms
  Morristown, NJ
• 01/2010 → Present
  The Martin Withington Trust
  Morristown, NJ
• 01/2013 → Present
  Broad Arrow Limited, Llc
  Morristown, NJ

Previous Registrations

• 2009-06-01 → 2013-02-07
  Morgan Stanley
  Morristown, NJ
  Morristown, NJ
  Morristown, NJ
• 2002-10-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Morristown, NJ

Other Businesses

(1)Name of Business: Broad Arrow Limited LLC Address: 65 Madison Ave Ste 560, Morristown, NJ, 07960, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/15/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company. (2)Name of Business: Rooke Address: 310 South St Ste 3B, Morristown, NJ, 07960-7301, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 08/06/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Settling my fathers estate: Robert C. Rooke.

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-06-04

Other Names

• Robert Charles Rooke