Arnold Roy Blumenfeld

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 11/2016
  Wells Fargo Advisors Llc
  Southport, CT
• 11/2016 → 11/2017
  Wells Fargo Clearing Services, Llc
  Southport, CT
• 11/2017 → 03/2020
  Ameriprise Financial Services Inc
  Westport, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Westport, CT

Previous Registrations

• 2009-07-24 → 2017-11-13
  Wells Fargo Clearing Services, Llc
  Westport, CT
  Southport, CT
• 2009-06-01 → 2009-08-14
  Morgan Stanley
  Westport, CT
• 2005-10-12 → 2009-06-01
  Citigroup Global Markets Inc.
  Westport, CT
  Westport, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-11
• S63 Uniform Securities Agent State Law Examination
  1990-03-09

Other Names

• Arnie Blumenfeld
• Arnold Roy Blumenfeld
• Arnold Blumenfeld