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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-11-13 |
Branch Locations
10 Wright St Fl 1St, Westport, CT 06880-3115 • United States
Norwalk, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Southport | CT | 09/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Southport | CT | 11/2016 | 11/2017 |
| Ameriprise Financial Services Inc | Westport | CT | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Westport | CT | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-09 |
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