William George Mowbray

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Baer Insurance Services Llc
  Madison, WI
• 01/2013 → 10/2016
  Cetera Advisor Networks
  El Segundo, CA
• 11/2016 → 06/2024
  Securities America, Inc
  Middleton, WI
• 11/2016 → 06/2024
  Securities America Advisors
  Middleton, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Middleton, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Middleton, WI

Previous Registrations

• 2016-11-09 → 2024-06-14
  Securities America Advisors, Inc.
  Middleton, WI
  Fitchburg, WI
  Middleton, WI
• 2010-04-15 → 2016-12-06
  Cetera Wealth Services, Llc
  Madison, WI
  Minnetonka, MN
• 2003-10-02 → 2010-04-21
  Ameritas Investment Company, Llc
  Cross Plains, WI
  Madison, WI
  Madison, WI

Other Businesses

1. DBA - Legacy Advisor Network 2. LEGACY ADVISOR NETWORK POSITION: Insurance sales NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 05/01/2018 ADDRESS: 8500 Greenway Blvd, Ste 201, Middleton WI 53562 DESCRIPTION: Life insurance sales 3. ROTARY CLUB OF MADISON WEST MIDDLETON POSITION: Member, President Elect NATURE: Service Club membership, Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2025 ADDRESS: P.O Box 620312, Middleton WI 53562-0312, United States DESCRIPTION: Service club volunteer activities, attend club meetings, committee meetings and Board meetings. 4. JAMES MICHAEL MOWBRAY POA AND PR POSITION: POA and Personal Representative NATURE: Power of Attorney for Finances Personal Representative of Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2023 ADDRESS: 8500 Greenway Blvd, Ste 201, Middleton WI 53562 DESCRIPTION: Act as Power of attorney for finances in event James Michael Mowbray is incapacitated. Act as Personal Representative in the event of death of James Michael Mowbray. 5. BESPOKE WEALTH POSITION: Financial Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2026 ADDRESS: 8500 Greenway Blvd, Suite 201, Middleton WI 53562, United States DESCRIPTION: DBA Disclosure only

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-02
• S63 Uniform Securities Agent State Law Examination
  1984-10-26

Designations

• Chartered Financial Consultant