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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-01-04 |
Branch Locations
476 Rolling Ridge Drive, Suite 333, State College, PA 16801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Vicus Capital, Inc. | State College | PA | 01/2018 | Present |
| Pfg Wealth Planning | State College | PA | 07/2008 | Present |
1. CLIENT ACCOUNT ANALYST /INVESTMENT ADVISOR, VICUS CAPITAL INC, 40 SECURITIES TRADING HOURS, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 01/2018; 2. NAME OF OTHER BUSINESS: PFG WEALTH PLANNING, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2008, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-01-27 |
| S65 | Uniform Investment Adviser Law Examination | 2007-03-01 |
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