John Frederick Straub

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2018 → Present
  Vicus Capital, Inc.
  State College, PA
• 07/2008 → Present
  Pfg Wealth Planning
  State College, PA

Previous Registrations

• 2007-03-02 → 2008-07-17
  Aris Wealth Services Inc
  State College, PA

Other Businesses

1. CLIENT ACCOUNT ANALYST /INVESTMENT ADVISOR, VICUS CAPITAL INC, 40 SECURITIES TRADING HOURS, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 01/2018; 2. NAME OF OTHER BUSINESS: PFG WEALTH PLANNING, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2008, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-01-27
• S65 Uniform Investment Adviser Law Examination
  2007-03-01