Robert Peter Petrocine

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 01/2020
  Ameriprise Financial Services, Inc.
  Saddle Brook, NJ
• 03/2011 → 01/2020
  Investors Syndicate Development Corp
  Saddlebrook, NJ
• 01/2020 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 01/2020 → 02/2026
  Equitable Advisors, Llc
  New York, NY
• 03/2026 → Present
  Lpl Enterprise Llc
  Verona, NJ

Previous Registrations

• 2020-01-28 → 2026-02-26
  Equitable Advisors, Llc
  Verona, NJ
  Edison, NJ
• 2011-03-18 → 2020-01-30
  Ameriprise Financial Services, Llc
  Florham Park, NJ
  Saddle Brook, NJ
  Short Hills, NJ
• 2009-06-01 → 2011-02-28
  Morgan Stanley
  Short Hills, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Short Hills, NJ
• 2002-10-03 → 2007-04-02
  Morgan Stanley Dw Inc.
  Short Hills, NJ
  Short Hills, NJ

Other Businesses

1. 02/27/2026 - : Robert Petrocine, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Verona, NJ - OBA Start Date: 12/23/2025 2. 02/27/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Verona, NJ - OBA Start Date: 12/23/2025 3. 02/27/2026 - Glen Ridge Country Club - Non-profit volunteer (not on board) - Not Inv Related - 01 Hour(s)/Month - 00 Hour(s) During Trading - Glen Ridge, NJ - OBA Start Date: 04/15/1985

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-11
• S63 Uniform Securities Agent State Law Examination
  1983-01-17