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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
755 Troy-Schenectady Road, Latham, NY 12110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 01/2005 | Present |
INSURANCE BROKER,(LIFE, HEALTH, LONG TERM CARE) WITH NATIONAL LONG TERM CARE BROKERS OF 11EXECUTIVE PARK DRIVE, CLIFTON PARK, NEW YORK. THE BUSINESS IS NOT INVESTMENT RELATED, IT FACILITATES ME IN PROVIDING MY CLIENTS WITH INSURANCE AND INSURANCE RELATED PRODUCTS. MY TIME DEVOTED TO IT,( INCLUDING SERVICING CLIENTS,UPDATING EDUCATION-TRAINING, PRODUCT KNOWLEDGE ETC) RANGES FROM 10 TO 20 HOURS PER MONTH. MY RELATIONSHIP WITH THIS ORGANIZATION DATES BACK TO MID 80-ES. INFINEX POSITION: insurance agent NATURE: life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1985 ADDRESS: 125Wolf Road, 2 Norwood St, Albany NY 12205, United States DESCRIPTION: service on existing clients , some new sales of life insurance and long term care Albany Group, Is Investment Related, DBA, Financial Professional, 2005-01-03,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. RENTAL PROPERTY Is Investment Related, office space rental, owner, 2023-04-01, 2 hours per month, 0 hours per month during trading hours, Other Compensation, rental income from office space
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