Steve Von Worthy

Current Employers

Employment History

• 04/1980 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 04/2006 → Present
  Maxworth Consulting Group, Llc
  Charlotte, NC
• 11/2018 → Present
  Osaic Wealth, Inc.
  Charlotte, NC
• 11/2018 → Present
  Fixed Insurance
  Charlotte, NC

Previous Registrations

• 2001-07-05 → 2018-11-02
  Signator Investors, Inc.
  Columbia, SC
  Columbia, SC
  Charlotte, NC
  Charlotte, NC

Other Businesses

1. INSURANCE BROKER: CONSULTANT, MAXWORTH CONSULTING GROUP, LLC, 10800 SIKES PLACE, SUITE 205, CHARLOTTE, NC 28277, EVALUATION, DESIGN AND IMPLEMENTATION OF COMPENSATION STRATEGIES, START OF RELATIONSHIP: APR 25, 2006, APPROXIMATE # OF HOURS PER MONTH: 40, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 20..... 2. MAXWORTH BENEFITS GROUP, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2007 ADDRESS: 10800 Sikes Place, Suite 205, Charlotte NC 28277, United States DESCRIPTION: Oversight 3. MAXWORTH CONSULTING GROUP, LLC POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2007 ADDRESS: 10800 Sikes Place, Suite 205, Charlotte NC 28277, United States DESCRIPTION: My duties include the facilitation of the engagement, which includes the evaluation, design and implementation of unique and proprietary methods and processes for assessing the relative burden of on-call coverage provided to emergency departments by members of the hospital's medical staff and establishing, and allocating an annual call compensation budget on a weighted basis to each call panel under review, resulting in an appropriate, fair per diem assignment for the physicians services based on their burden.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-22
• S63 Uniform Securities Agent State Law Examination
  1983-07-28

Designations