David John Malone

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1977 → Present
  Gateway Financial Group
  Pittsburgh, PA
• 09/1979 → Present
  Gateway Pension Planners, Inc.
  Pittsburgh, PA
• 01/1986 → Present
  Hotel Development Systems, Inc
  Pittsburgh, PA
• 07/2000 → Present
  M Holdings Securities, Inc.
  Portland, OR

Previous Registrations

• 1999-06-14 → 2004-12-31
  Gateway Financial Wealth Management Lp
  Pittsburgh, PA

Other Businesses

**#1-3: Four PPG Place #600, Pittsburgh, PA 15222** **#1-7: Investment Related** 1) Gateway Financial Group, LLC; 01/1977; President & CEO; MFG Member Firm affiliation disclosure; 200 ho/mo; 160 ho/mo during business hrs; 2) Gateway Reserve Insurance Network (GRIN); 04/2015; GRIN is an alias used with UBS, does not conduct business/collect revenue/pay expenses; 1 ho/mo; 1 ho/mo during business hrs. 3) Gateway Financial Group, Inc. (Fixed Insurance Reviews); 03/24/1980; Fixed Insurance; Insurance Agent; Fixed insurance reviews and audits; 7/1/2022; 1 ho/mo; 1 ho/mo during trading hrs. 4) F.N.B. Corporation; 625 Washington Place, Pittsburgh, PA 15219; Banking; Board Member; Governance of organization, execs and staff; set strategic goals; risk management; 1/1/2005; 3 ho/mo; 1 ho/mo dur trading hrs. 5) Strategic Investment Fund; 11 Stanwix St, 17th Fl, Pittsburgh, PA 15222; Board Chairman; SIF is a private sector source of financing for real estate projects; 7/1/2018; 1 ho/mo; 1/ho/mo trading hrs. 6) G&D Medical Properties, LLC; 6001 Stonewood Boulevard, Wexford, PA 15090; Co-Owner; Invests in medical facilities; 1 ho/mo; 0 hrs during trading hrs. 7) G&D Management, LLC; 6001 Stonewood Boulevard, Wexford, PA 15090; Co-Owner; Management of real estate; 0 ho/mo ** #8-17: Not Invest Rel; 1 ho/mo; 0 hrs during trading hrs. ** 8) Aculon, Inc.; 11839 Sorrento Valley Road, # A, San Diego, CA 92121; 10/2010; Board Member; Board of directors. 9)Snee-Reinhardt Charitable Foundation; 470 Streets Run Road, # 401, Pittsburgh, PA 15236; Foundation; Board member; Support of organizations that foster transformative programs which best serve the local community; 1/1/2017; 10) Laurel Valley Golf Club; 175 Palmer Drive, Ligonier, PA 15658; 09/01/2020; Golf Club; Board Member; Makes decisions about direction of Club, new member vetting, staff oversight for day-to-day operations; 8/27/2020; 11) AHN Cancer Institute Advisory Board; 120 Fifth Ave, # 2900, Pittsburgh, PA 15222; Board Member; Provide expertise, strategic guidance, support projects and initiatives of AHN cancer centers; 2/1/2022; 12) Partner4Work; 650 Smithfield St, Pittsburgh, PA 15222; Board Chairman; Supports initiatives to develop a thriving workforce in the Pittsburgh area; 1/1/2020; 13) BEAM Collaborative; 4955 Steubenville Pike, Pittsburgh, PA 15205; Non-Profit; Board Member; Strategic succession planning, business acquisition support, and post-acquisition technical assistance; 6/2/2022; 14) United Way of Southwestern Pennsylvania; 1250 Penn Ave, Pittsburgh, PA 15222; Board Member; assists UW staff in making strategic investments in the community; 1/1/2008; 15) Mission of Mercy Pittsburgh; 336 4th Ave, Pittsburgh, PA 15222; Charitable organization; Board Member; Assist with building out staff hiring needs; 8/1/2025 16) Robert Morris University Board of Trustees; 6001 University Blvd, Moon Township, PA 15108; Board Member; Safeguard University's mission; institute policies; approve budgets, setting strategic direction; 09/28/2000; 17) HUB International; 2730 Sidney Street, Suite 330, Pittsburgh, PA 15222; Referral fees; 1/1/2016; 18) Highmark/Highmark Health/Highmark, Inc./Allegheny Health Network; 1800 Center St, Camp Hill, PA 17011; Not Invest Rel; Board Member; Establish goals; strategic direction; oversee staff performance; 6/11/2011; 2 ho/mo; 1 ho/mo during trading hrs. 19) Allegheny Conference on Community Development; 11 Stanwix Street, 17th Fl, Pittsburgh, PA 15222; Not investment related; Board Member; Improving Pittsburgh economic future; 1/1/2009; 1 ho/mo; 1/ho/mo trading hrs.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-10-09

Designations

• Chartered Financial Consultant

Other Names

• David J Malone