Joseph Michael Gordon

Current Employers

Employment History

• 06/1981 → Present
  Strategic Financial Mgmt. Inc. (Fka Baron Insurance Mngt. Corp.)
  Raleigh, NC
• 08/2001 → 11/2024
  Gordon Asset Management, Llc
  Durham, NC
• 11/2022 → 02/2024
  Valmark Securities, Inc.
  Akron, OH
• 06/2024 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2024 → Present
  Summit Financial Dba Gordon Asset Management, Llc
  Durham, NC
• 10/2024 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2011-12-19 → 2024-11-22
  Gordon Asset Management, Llc
  Durham, NC

Other Businesses

1.) Summit Financial dba Gordon Asset Management, LLC. Investment Related. 4721 Emperor Blvd Ste 250 Durham, NC 27703. RIA. Managing Member and 83% owner of Registered Investment Adviser. 05/2024. Hrs/month 160 with 130 during trading hours. Fiduciary advice to individuals, families and retirement plans. 2.) Strategic Financial Management, Inc. Investment Related. 4721 Emperor Blvd Ste 250 Durham, NC 27703. Fixed Insurance. President and 100% owner. 06/1981. Hrs/month 15 all during trading hours. Offering fixed life insurance, disability, long-term care, and employee benefits such as group health plans. 3) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Gordon Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. 4) PKSF. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 05/2024. Hrs/month 20 all during trading hours. Sales of Fixed/Traditional Insurance products.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-10-31
• S65 Uniform Investment Adviser Law Examination
  1993-02-26

Designations

Other Names

• Joe Gordon