Brian Edmund Mcnulty

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 08/2023
  Minnesota Life Insurance Co
  St. Paul, MN
• 01/2009 → 08/2023
  Securian Financial Services Inc
  St. Paul, MN
• 12/2008 → Present
  Tax & Financial Group
  Newport Beach, CA
• 01/2006 → Present
  Self-Employed
  Newport Beach, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-01-12 → 2023-08-10
  Securian Financial Services, Inc.
  Newport Beach, CA
  St. Paul, MN
• 2007-08-27 → 2008-12-23
  Woodbury Financial Services, Inc.
  Thousand Oaks, CA
  Oakdale, MN
  Thousand Oaks, CA
• 2006-03-10 → 2007-08-27
  Cincinnati Analysts, Inc.
  Woodland Hills, CA
  Woodland Hills, CA
• 1999-08-26 → 2005-11-17
  Osaic Fa, Inc.
  Westlake Village, CA

Other Businesses

1. BRIAN MCNULTY, SELF-EMPLOYED; INVEST RLTD; NEWPORT BEACH, CA; FIXED INS SALES-FIXED LIFE, DI, HEALTH, LTC; INDP CONTRACTOR; 1/06-PRES; 2-3 HRS/MONTH; ALL DURING TRADING HOURS 2. NAME OF OTHER BUSINESS: TAX & FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-05-22

Designations

• Chartered Financial Consultant