Preston Gerard Galarneau

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 12/2022
  Cantella And Co., Inc.
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2010 → 06/2023
  Cantella & Co., Inc.
  Fairfield, IA

Previous Registrations

• 2010-01-11 → 2023-06-07
  Cantella & Co., Inc.
  Portland, ME
  North Yarmouth, ME
  Malden, MA
• 2009-06-01 → 2010-01-20
  Morgan Stanley
  Portland, ME
• 2004-07-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, ME
  Portland, ME
• 2004-05-26 → 2004-07-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, ME

Other Businesses

1) GALARNEAU GROUP WEALTH MANAGEMENT, 11 RIVER BASIN LANE NORTH YARMOUTH ME, 09/2013, PRESIDENT, DBA, INV REL, 160 HR/MO 150 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2022, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR TRADING 3) PRESTON GALARNEAU/THE GALARNEAU GROUP, 11 RIVER BASIN LANE, NORTH YARMOUTH, ME, 10/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 2 HR/MO, 2 HR/MO TRADING. 4) HIGHLAND LAKE CORPORATION, 122 PERCY HAWKES ROAD WINDHAM ME, 08/2024, TREASURER, NON-PROFIT REAL ESTATE CORPORATION, NIR, 1 HR/MO 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2004-05-11
• S63 Uniform Securities Agent State Law Examination
  1980-02-28