William Proctor Greathouse

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 12/2018
  Oppenheimer & Co
  Winston-Salem, NC
• 12/2018 → 03/2020
  Ameriprise Financial
  Winston-Salem, NC
• 03/2020 → 11/2024
  Ameriprise Financial Services, Llc
  Winston-Salem, NC
• 11/2024 → Present
  Lpl Financial Llc
  Lexington, NC

Previous Registrations

• 2018-12-14 → 2024-11-18
  Ameriprise Financial Services, Llc
  Winston-Salem, NC
  Lexington, NC
• 2010-12-09 → 2018-12-21
  Oppenheimer & Co. Inc.
  Asheville, NC
  Greensboro, NC
  Winston-Salem, NC
• 2006-07-21 → 2010-12-17
  Rbc Capital Markets, Llc
  Winston-Salem, NC
• 2001-12-31 → 2006-08-02
  Scott & Stringfellow, Llc
  High Point, NC
  High Point, NC

Other Businesses

1 - 10/2024 - Gladstone Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 10/2024 - KTG Diva, Inc. - Business Owner - Not Inv Related - 4 Hours/Month - NC 27295 - OBA Start Date: 07/04/2006.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-24
• S63 Uniform Securities Agent State Law Examination
  1980-11-03

Other Names

• Skip Greathouse
• William Proctor Greathouse
• William Proctor Greathouse