Ronald Lee Smith

Employer firm

Chief Advisors Corp CRD 125261

$70.9M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 06/2024
  Securities America, Inc.
  Wichita, KS
• 08/2006 → 06/2024
  Securities America Advisors, Inc
  Wichita, KS
• 06/2024 → 11/2025
  Osaic Wealth, Inc.
  Wichita, KS
• 11/2025 → Present
  Chief Advisors Corp
  Salina, KS

Previous Registrations

• 2024-06-14 → 2025-12-02
  Osaic Wealth, Inc.
  Wichita, KS
• 2006-08-08 → 2024-06-14
  Securities America Advisors, Inc.
  Wichita, KS
  Wichita, KS
  Wichita, KS
  Wichita, KS
• 2004-12-01 → 2006-07-18
  Ntb Financial Corporation
  Wichita, KS
• 2001-01-02 → 2004-08-11
  Chapman Securities, Inc.
  Wichita, KS

Other Businesses

SMITH INSURANCE SERVICES-FIXED INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 07/1981 - LOCATED AT 313 N Seneca St, Ste 101, WICHITA, KS 67203 - 5% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1981 PRIVATE OIL INVESTMENT POSITION: Passive investor NATURE: Direct oil well interest INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 2212 Longwood Cir, Wichita KS 67212, United States DESCRIPTION: I own 1/32 of 2 oil wells in Cowley County Kansas. My compliance audit manager said I needed to show that as an outside business activity. It is a totally PASSIVE investment in some oil wells.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-17
• S63 Uniform Securities Agent State Law Examination
  1980-02-19

Other Names

• Ron Smith