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Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-23
VA RA APPROVED 2024-06-17
MI RA APPROVED 2024-05-03
AZ RA APPROVED 2024-05-01
NV RA APPROVED 2024-05-01
WI RA APPROVED 2020-07-06
CA RA APPROVED 2014-02-05
  • MA RA
    APPROVED
    Since 2026-01-23
  • VA RA
    APPROVED
    Since 2024-06-17
  • MI RA
    APPROVED
    Since 2024-05-03
  • AZ RA
    APPROVED
    Since 2024-05-01
  • NV RA
    APPROVED
    Since 2024-05-01
  • WI RA
    APPROVED
    Since 2020-07-06
  • CA RA
    APPROVED
    Since 2014-02-05

Branch Locations

Escondido, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, L.L.C. Escondido CA 02/2014 Present
  • 02/2014 → Present
    Lasalle St. Securities, L.L.C.
    Escondido, CA
Previous Registrations
  • 2012-09-11 → 2014-01-20
    Securities America Advisors, Inc.
    Escondido, CA
  • 2011-11-18 → 2012-09-11
    Financial West Group
    Escondido, CA
    Westlake Village, CA
  • 2007-06-11 → 2011-11-21
    Torrey Pines Securities, Inc.
    San Diego, CA
    San Diego, CA
    Escondido, CA
  • 2002-05-28 → 2003-06-12
    San Diego, CA
Other Businesses

INSURANCE; Dalmatian Club Photography Editor,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-03
S63 Uniform Securities Agent State Law Examination 1985-09-23
  • S65 Uniform Investment Adviser Law Examination
    2000-08-03
  • S63 Uniform Securities Agent State Law Examination
    1985-09-23

View on SEC IAPD

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