Joseph Benjamin Garner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → Present
  Lpl Financial Llc
  Chandler, AZ

Other Businesses

(1) 08/01/1997: NO BUSINESS NAME - INV REL - 3910 S ALMA SCHOOL RD STE 8, CHANDLER, AZ 85248-4498 - NON-VARIABLE INSURANCE - NO TIME SPENT - OUTSIDE INSURANCE SALES (2) 01/20/2004: AZ INVESTMENT NETWORK, LLC - 3910 S ALMA SCHOOL RD STE 8, CHANDLER, AZ 85248-4498 - NON-VARIABLE INSURANCE DBA: AZ INVESTMENT NETWORK,LLC - SALES ASSOCIATE (3) 08/12/2005: OCOTILLO ASSEST GROUP, LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY (4) 11/27/2006: SEND OUT CARDS, INC. - ARTIST - 1% OF TIME SPENT - MANAGE CLIENT LIST FOR BIRTHDAY GREETINGS, ETC

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-02-02

Other Names

• Joe Garner