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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-06-21 |
Branch Locations
3910 S Alma School Rd Ste 8, Chandler, AZ 85248-4498 • United States
Scottsdale, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chandler | AZ | 09/1997 | Present |
(1) 08/01/1997: NO BUSINESS NAME - INV REL - 3910 S ALMA SCHOOL RD STE 8, CHANDLER, AZ 85248-4498 - NON-VARIABLE INSURANCE - NO TIME SPENT - OUTSIDE INSURANCE SALES (2) 01/20/2004: AZ INVESTMENT NETWORK, LLC - 3910 S ALMA SCHOOL RD STE 8, CHANDLER, AZ 85248-4498 - NON-VARIABLE INSURANCE DBA: AZ INVESTMENT NETWORK,LLC - SALES ASSOCIATE (3) 08/12/2005: OCOTILLO ASSEST GROUP, LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY (4) 11/27/2006: SEND OUT CARDS, INC. - ARTIST - 1% OF TIME SPENT - MANAGE CLIENT LIST FOR BIRTHDAY GREETINGS, ETC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-02-02 |
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