Ronald Steven Thomas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1979 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 06/2011 → Present
  Bank Of America,N.A.
  Dallas, TX

Other Businesses

I*: 2063286Entity Type: Rental Property Name of OBA: Rental Property 1Address: Indian Wells, CaliforniaInvestment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 07-Jan-2025Number of Hours: 0Number of Hours during trading: 0Duties: None I*2009282, Entity Type Fiduciary, Name of OBA: A and M B S Trust Address: Fayetteville, Arkansas, 72703 Investment Related: Yes Position, Title, Association: Successor Trustee Employee Start Date: 15-Oct-2024 No Hours: 2 monthly No Hours during trading: 1 Monthly Duties: I*2165286, Entity Type For Profit , Name of OBA:SQHB, LLC Address: Plano, TX 75024 Investment Related: No Position, Title, Association: property owner Employee Start Date:7/1/2014 No Hours:0 No Hours during trading: 0 Duties: SQHB, LLC is owned by my wife. I have no ownership in SQHB, LLC. My wife, S T, has used SQHB, LLC for a small business she owned many years ago, and now she uses this structure to manage rental properties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-24
• S63 Uniform Securities Agent State Law Examination
  1980-03-27