Michael Andrew Faulkenbury

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Stifel Nicolaus & Co Inc
  Wilmington, NC

Previous Registrations

• 2008-01-01 → 2011-06-06
  Wells Fargo Clearing Services, Llc
  Wilmington, NC
• 2004-05-06 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Morehead City, NC
  Wilmington, NC
  St. Louis, MO

Other Businesses

1. Valey of Wilmington Scottish Rite; 1415 S 17th St Wilmington NC 28401; Fraternal Masonic Orginazation; Finance Committee Chairman; Budgeting; affiliation started 11/17/2011; 3 hours per month; not during securities trading hours; not investment related. 2. Grand Lodge of North Carolina NC Masonic Foundation, INC; 2921 Glenwood Avenue Raleigh NC 27608; Fraternal Masonic Charitable; President of the Board NCMF; Over see foundation; affiliation started 01/04/2016; 10 hours per month; during securities trading hours; not investment-related. 3. Wilmington Lodge 319; 2910 S College Rd, Wilmington NC 28412; Fraternal organization; Member Budget and Finance committee; quarterly budget review; 01/01/2019; 4.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related. 4. Project Victory Gardens, Inc; 414 Wire Rd, Aiken, SC 29801; Assisting Veterans; Vice President of the Board; Quarterly Board Meetings; 01/21/2021; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S66 Uniform Combined State Law Examination
  2004-05-04
• S63 Uniform Securities Agent State Law Examination
  1980-03-06

Other Names

• Michael A Faulkenbury