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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-01-02
  • MN RA
    APPROVED
    Since 2015-01-02

Branch Locations

18279 Minnetonka Blvd Ste D, Wayzata, MN 55391 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners Davenport IA 04/2011 Present
  • 04/2011 → Present
    Ausdal Financial Partners
    Davenport, IA
Previous Registrations
  • 2000-08-28 → 2011-04-29
    Workman Securities Corporation
    Wayzata, MN
    Eden Prairie, MN
Other Businesses

1) NEWMAN LONG TERM CARE INSURANCE COMPANY; RICHMOND, MN 55423; INSURANCE SALES; AGENT; STARTED 4/3/2002; 1 - 3 HOURS PER MONTH; 1 - 3 HOURS DURING TRADING HOURS; NON -INVESTMENT RELATED; /INDEPENDENT LONG TERM CARE INSURANCE AGENCY/INDEPENDENT AGENT LTC INSURANCE; COMMISSION BASED. 2) ARMOUR CAPITAL, LLC; 18279 MINNETONKA BLVD., SUITE D, WAYSATA, MN 55391; AGENT; STARTED 4/03/2002; 1 - 3 HOURS A MONTH; 1 - 3 HOURS DURING TRADING HOURS; ARMOUR CAPITAL, LLC IS MY DBA NAME. THERE ARE NO REVENUE GENERATING ACTIVITIES OTHER THAN SECURITIES THROUGH AUSDAL. 3.) OUTSIDE INSURANCE SALES; NON INVESTMENT RELATED; WAYZATA, MN; AGENT; ACTIVITY BEGAN 03/2017; I DEVOTE VERY LITTLE TIME TO THIS ACTIVITY AND ONLY AS NEEDED FOR CLIENTS; DISCUSS LIFE INSURANCE SOLUTIONS FOR CLIENTS. COMPENSATION IS COMMISSION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1980-03-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1980-03-14
Other Names
  • James M Armour

View on SEC IAPD

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