Barry Patrick Sullivan

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-08-16
NY	RA	APPROVED	2021-07-27
WI	RA	APPROVED	2016-09-15
TX	RA	APPROVED_RES	2016-06-10
IL	RA	APPROVED	2003-08-11

NH RA
APPROVED

Since 2024-08-16
NY RA
APPROVED

Since 2021-07-27
WI RA
APPROVED

Since 2016-09-15
TX RA
APPROVED_RES

Since 2016-06-10
IL RA
APPROVED

Since 2003-08-11

Branch Locations

2626 W State Street #200 [Office Of Convenience], Olean, NY 14760 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Aquinnah, MA • United States

2809 Wehrle Dr Ste 14 [Satellite], Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Rochester	NY	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Rochester, NY

Previous Registrations

1998-06-25 → 2003-02-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsford, NY

Other Businesses

SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, LLC; INV. RELATED; ROCHESTER, NY; 100% OWNERSHIP; START DATE 2014; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, LLC 401K; INV. RELATED; ROCHESTER, NY; START DATE 2014; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-05
S63	Uniform Securities Agent State Law Examination	1984-11-14

S65 Uniform Investment Adviser Law Examination

2003-05-05
S63 Uniform Securities Agent State Law Examination

1984-11-14

View on SEC IAPD