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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| PA | RA | APPROVED | 2008-03-17 |
Branch Locations
1 Dickinson Drive Suite 100, Chadds Ford, PA 19317-9665 • United States
West Chester, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Philadelphia | PA | 03/2008 | Present |
| City National Bank | Philadelphia | PA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1980-02-21 |
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